Client Service Associate
Company: Stifel Financial Corp.
Posted on: January 23, 2023
If you are a self-motivated professional seeking an exciting new
position, look no further than Stifel Financial. We are a leading
firm in the financial services industry. Our Madison, WI branch
office has an open Client Service Associate position. In this role,
the Client Service Associate will support one or more Financial
Advisors with the administration of their business. Series 7 and 66
preferred, not required.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Support the daily administration of the Financial Advisor's
business by opening new client accounts, preparing and processing
account specific and investment related documentation, facilitating
outgoing disbursements and incoming deposits of funds and
securities, maintaining current and accurate client
If registered with FINRA, accept, enter and confirm all types of
solicited and unsolicited trade orders from clients or as directed
by a Financial Advisor or other registered employee
Develop and preserve client relationships by responding to all
client inquiries and anticipating client needs; provide account and
market information and relevant industry updates and company
Maintain accurate and complete account and trade records/files as
required by Firm policy and industry regulation.
Understand and adhere to internal policies and industry
regulations; proactively identify and escalate matters that require
additional scrutiny including suspicious activity, customer
complaints, trading errors, and violation of industry regulation or
Complete administrative tasks including marketing campaigns,
scheduling and coordinating client meetings and seminars, plan team
travel and process various business expenses
Contribute to and participate in branch wide initiatives and
High school diploma or equivalent required. College degree
2+ years of Financial/Securities industry experience preferred
Series 7 and 66 preferred, not required
Knowledge of the financial markets including the analysis and
reporting of financial data, and associated terminology.
General understanding of securities regulations and principals.
Strong demonstrated focus on providing exemplary client service;
excellent intra-personal skills and proficiencies with written,
verbal and non-verbal communication skills required
Proficient in Microsoft Outlook and Microsoft Office Suite
Keywords: Stifel Financial Corp., Fresno , Client Service Associate, Other , Fresno, California
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